Chief Compliance Officer - Chief Risk Officer - 25 Years of Experience - Investment Banking Experience - Near 10111

About Me

Career Objective - To lead a team of high performance individuals as Chief Compliance Office, Chief Risk Officer, Chief Operating Officer, or Managing Director.

My Skills

• Governance
• Risk Management
• Federal Regulators
• SEC, FINRA, OCC, CFPB, FED, FDIC
• Compliance
• Enterprise Risk Management
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My Education