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Chief Compliance Officer - Chief Risk Officer - 25 Years of Experience - Investment Banking Experience - Near 10111

About Me

Career Objective - To lead a team of high performance individuals as Chief Compliance Office, Chief Risk Officer, Chief Operating Officer, or Managing Director.

My Skills

  • Governance
  • Risk Management
  • Federal Regulators
  • SEC, FINRA, OCC, CFPB, FED, FDIC
  • Compliance
  • Enterprise Risk Management
  • Read More

My Education

Quinnipiac University - 2003

MBA

Master's

Quinnipiac University - 2003

Law

Experience

  • 2010
    Senior Manager – Compliance & Ethics
    American Express

My Resume